Securities and Exchange Commission

The Securities and Exchange Commission ordered steps to prevent future "flash crashes" like that one.

美国证监会下令采取措施，以防止未来再次发生类似的快闪跌市。

互联网摘选

Moves by the securities and Exchange Commission to review flash orders are welcome, as would be a proper look at HFT.

美国证券交易委员会（sec）审查闪电指令的举措受人欢迎，对高频交易的仔细审视也会如此。

互联网摘选

Mr. Kellermann was also required to certify Freddie Mac's filings to the Securities and Exchange Commission.

凯勒曼还被要求为房贷美向证券交易委员会提交的文件作证.

互联网摘选

Since 1940 the United States Securities and Exchange Commission ( SEC) requires listed companies to prepare and disclose consolidated financial statements, the consolidated financial statements was used worldwide.

自从1940年美国证券交易委员会（SEC）要求上市公司编制和披露合并财务报表以来，合并财务报表在全世界范围内得到广泛应用。

互联网摘选

He needed to consult with Richard Breeden, chairman of the stock exchange regulator, the Securities and Exchange Commission, with Corrigan, and with Federal Reserve Chairman Alan Greenspan.

他需要和美国证券交易委员会主席理查德·布里登、科里根以及美国联邦储备委员会主席艾伦·格林斯潘商量。

互联网摘选

When I was appointed in 1980, the US Securities and Exchange Commission had managed only one female commissioner in its 45-year history.

1980年当我被任命为美国证券交易委员会（SEC）委员时，SEC在其之前的45年历史中只成功任命了一位女委员。

互联网摘选

One is the Securities and Exchange Commission ( SEC); another is the Internal Revenue Service ( IRS)

一个是证券交易管理委员会，另一个是国内税收署。

互联网摘选

The San Jose-based online auction company revealed Whitman's compensation in a proxy statement filed with the Securities and Exchange Commission.

圣何塞市在线拍卖公司透露了证券交易委员会整理的股东签署的委托书上关于惠特曼的收入。

互联网摘选

The companies with would-be adulterers were more likely to have been disciplined by the US Securities and Exchange Commission for accounting irregularities.

有婚外情倾向的员工所在的公司，更有可能因会计违规行为遭受过美国证券交易委员会（Securities and Exchange Commission）的处罚。

互联网摘选

Last week, the US Securities and Exchange Commission began proceedings against Chinese affiliates of the big auditing firms for refusing to produce audit papers on Chinese companies under investigation for suspected fraud.

上周，美国证交会（sec）启动了对各大审计公司中国附属机构的诉讼程序，这些机构拒绝交出那些涉嫌欺诈而遭调查的中国企业的审计工作底稿。

互联网摘选

The strips of paper have been subpoenaed by the Securities and Exchange Commission.

证券交易委员会也在索要这些碎纸.

时文部分

The US Securities and Exchange Commission is facing a budget squeeze from the Republican-controlled House of Representatives, which officials say is hampering efforts to improve its enforcement division.

美国证交会（SEC）正面临来自共和党控制的众议院要求其削减预算的压力。官员们表示，这将阻碍证交会改善其执行部门能力的努力。

互联网摘选

Mr Gupta has been charged with civil violations by the Securities and Exchange Commission and denied any wrongdoing. Prosecutors have called him a co-conspirator.

美国证交会（SEC）对顾磊杰提起了民事指控，但后者否认有任何不当行为。检察官称他为内幕交易的合谋者。

互联网摘选

One regulatory proposal to deal with money market funds, originally suggested by Mary Schapiro, chairman of the securities and Exchange Commission, is for the funds to adopt variable pricing.

有一项针对货币市场基金的监管提议是引入可变定价法，最初由美国证交会（sec）主席玛丽夏皮罗（mary schapiro）提出。

互联网摘选

As broker-dealers, regulated more lightly by the Securities and Exchange Commission, they were free to put large dollops of capital to work, providing liquidity, making markets and assuming risk.

作为经纪交易商，略受证券交易委员会监管，它们可以自由地运作巨额资本，提供流动性，形成市场并评估风险。

互联网摘选

Prosecutors are also reluctant to bring criminal cases, leaving the Securities and Exchange Commission to mount largely toothless civil actions.

检方也不愿提起刑事诉讼，使得美国证交会（SEC）只能付诸基本上没有多大效果的民事诉讼。

互联网摘选

Last year, the US Securities and Exchange Commission busted an EB-5 scheme for investment in a Chicago convention center that the government agency says tried to defraud more than$ 156 million in investments and fees from 250 people, many of whom were Chinese.

美国证监会去年查处了一项为芝加哥会议中心项目投资而获取EB-5签证的案件，这个政府机构试图从250人中诈取超过15亿6000万的投资资产和费用，这些投资商中大部分是中国人。

互联网摘选

Since then the Securities Exchange Commission has introduced some small reforms: it has forced money market funds to purchase more short-term liquid assets and to offer better disclosure, in an effort to bolster confidence.

自那以后，美国证交会（SEC）开始引入一些小规模改革，比如：强制性要求各货币市场基金提高短期高流动性资产的持有比例，并进一步加强信息披露，以提振市场信心。

互联网摘选

The securities and Exchange Commission is expected to review public comments about proposals on disclosure related to Munis in early September and decide whether to recommend changes.

美国证券交易委员会（sec）预计将于9月初评估公众针对市政债券相关披露提案的意见，然后决定是否提出改革建议。

互联网摘选

Most notably, they must report their financial information to the Securities and Exchange Commission.

最明显的就是他们必须向安全交易署汇报他们的财政情况.

互联网摘选

This was followed by the Securities Act of 1934 which created the Securities and Exchange Commission.

之后在1934年证券交易法重设立了安全证券交易委员会.

互联网摘选

It does not look to the Securities and Exchange Commission to verify Merrill's solvency.

它不会指望美国证券交易委员会（SEC）来核实美林的偿付能力。

互联网摘选

The Securities and Exchange Commission is clear that we did not misrepresent anything, Mr Paulson told investors.

保尔森告诉投资者：证交会清楚，我们没有对任何事情作出虚假陈述。

互联网摘选

It was not until May this year that the DoJ and the Securities and Exchange Commission revealed they were investigating the tax issue as well as claims that UBS bankers had advised US clients on investing in securities without obtaining the US registration legally required to offer such advice.

直到今年5月，美国司法部和美国证券交易委员会（SEC）才披露它们在调查这起逃税案，以及对瑞银银行家没有获得美国证券顾问资格，便向美国客户提供证券投资建议一说的调查。

互联网摘选

The IMF argues regulators should copy the approach taken when supervising banks and introduce regular stress tests for the industry& a step that is being considered by the Securities and Exchange Commission in the US.

IMF辩称，监管机构应将它们监管银行时采取的举措复制过来，在资产管理业引入定期压力测试&美国证交会（SEC）正在考虑这一举措。

互联网摘选

America's Securities and Exchange Commission ( SEC) subpoenaed Deloitte's working papers for the Longtop audit in May.

美国证交会（SEC）于今年5月传唤德勤提交东南融通的审计文件。

互联网摘选

The Securities and Exchange Commission has issued new rules temporarily suspending the practice of short-selling on the stocks of financial institutions.

证券交易管理委员会已经发布了新的规则，临时取消了在金融机构股票上的期货交易。

互联网摘选

Included in the monetary penalties is a$ 200 million payment to the Securities and Exchange Commission to settle charges that UBS acted as an unregistered broker-dealer and investment adviser.

上述罚金包括了向美国证券交易委员会（SEC）支付的2亿美元，从而就瑞银从事未登记经纪自营商和投资顾问业务的诉讼达成和解。

互联网摘选

Citi also agreed to pay$ 285 million to settle securities and exchange commission charges related to a mortgage bond that Citi sold to investors and bet against at the same time.

花旗还同意向美国证券交易委员会（Securities and Exchange Commission）支付2.85亿美元，了结有关花旗在向投资者出售按揭债券的同时自己做空的指控。

互联网摘选

The securities and Exchange Commission recently charged a former Goldman director, Rajat Gupta, with insider trading for allegedly ratting out the details of Goldman board meetings – including the one in September 2008 at which the Board approved the Berkshire investment.

最近，美国证券交易委员会（The Securities and Exchange Commission）指控高盛前董事拉吉特•古普塔涉嫌泄露高盛董事会会议内容（包括2008年9月那次批准伯克希尔哈撒韦投资的会议）用于内幕交易。

互联网摘选